However, the SFC reserves the right to require such persons to take the examination(s) where appropriate. Q2: Which exam does a new entrant have to take if he applies for a representative licence to carry on Type 3
Professional organisation for securities & investment industry that provides examination, training, events, and membership services (Updated: 29January 2020) To reduce the risk of spreading the novel coronavirus in the community, the HKSI Institute will implement
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Established in 1989, the Securities and Futures Commission (SFC) is an independent statutory body set up to regulate the securities and futures markets in Hong Kong. 10 Feb 2020 Speech by Tim Lui at The Hong Kong Institute of Chartered Secretaries Annual Dinner 2020
The Licensing Examination for Securities and Futures Intermediaries (LE), a practical and market-focused examination for individuals who wish to pursue their careers in the securities and investment industry in Hong Kong. The Securities and Futures Ordinance
Licensing Examination for Securities and Futures Intermediaries LE Paper 1 Date From To Examination Type Available for Enrolment and Not Yet Full Search LE Paper 2 Date From To Examination Type Available for Enrolment and Not Yet Full Search
Please read the Terms and Conditions and the relevant Examination Handbook(s) carefully before you proceed. Use of this online registration service will constitute your acceptance of the Terms and Conditions and Examination Handbook(s) .
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為證券及投資業界而設立的專業團體，提供考試、培訓、活動、會籍等服務 注意 上述資料乃摘錄自證監會《勝任能力的指引》。考生須參閱證監會公佈之最新資料，請瀏覽 證監會網址。 學會並不提供任何與第3類受規管活動(槓桿式外匯交易)有關的考試，因此上表並不包括該類受規管活動。
It stands for Licensing Examination for Securities and Futures Intermediaries (LE) Paper 1 on securities regulations. This exam is required if you want to apply for a license with the Securities and Futures Commission (SFC) for any Regulated Activity.
Licensing As the gatekeeper of standards for individuals and corporations seeking to enter the securities and futures markets of Hong Kong, we: grant licences to those who are appropriately qualified and can demonstrate their fitness and properness to be licensed
A: He is required to take the Leveraged Foreign Exchange Trader’s Representative Examination conducted by the Institute of Professional Education And Knowledge of the Vocational Training Council. However, he may apply for exemption from the recognized
Option 1 Option 2 Option 3 Academic / Industry qualifications Satisfy one of the following: Degree in accounting, business administration, economics, finance, or law; Other degree with passes in at least two courses in accounting, business administration
Professional organisation for securities & investment industry that provides examination, training, events, and membership services Past Questions and Answers Examination Month Paper 1: Fundamentals of Securities and Futures 卷一： 基本證券及期貨規例
Kaplan delivers a one-stop shop CPT solution for individuals carrying on regulated activities, who are obligated to meet SFC’s compliance requirements to undertake a minimum of 5 CPT hours per calendar year for each regulated activity. Kaplan is experienced
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Professional organisation for securities & investment industry that provides examination, training, events, and membership services OVERVIEW We offer examinations recognised by various regulators and self-regulatory organisations for candidates to meet the
Enrol Activity This is a platform for you to book CPT/non-CPT activity and examination. If you have any question, please contact us at [email protected]
We provide practice sample questions for Hong Kong Securities Institute (HKSI) LE Paper 1, Paper 7, Paper 8 and Paper 9 licensing examinations taken by securities brokers and
Applying to the SFC for a Type 9 (Asset Management) Licence in Hong Kong The following is general information in connection with an application by a company to carry out Type 9 (asset management) regulated activity in Hong Kong.
English Examination Resources HKSI LE Exam Our company provides HKSI LE HKSI LE Paper 1,2,3,5,6,7,8,9,12 Exam related resources, including pass paper question bank, bible, private tutorial services and free YouTube classes.
Circular Issued by the Securities and Futures Commission (SFC) Regarding Self-Examination of Controls and Procedures on Suitability Obligations I am writing to draw your attention to a circular issued by the SFC on 23 February 2009 (“the SFC Circular”).
In view of the latest development of the Novel Coronavirus, PEAK Examination Centre will implement below measures: 1. Rescheduling arrangements for the cancelled examination sessions from 29 Jan to 29 Feb 2020 will be announced in due course. We will
根據政府的預測，金融服務業是人力需求增長最快的經濟部門，預計 2012年至2022年，年均增長率為2.2％ 1。香港金融發展局2015年1月發表的研究報告 2 發現，金融服務業的各個行業和職能幾乎都有人才短缺, 需要更多人手。 為入行做好準備， 快人一步取得證券牌照，儘快在職場大展拳腳，才能在競爭
All about the examination, grading and assessment system at St. Francis College for Women, Begumpet, one of the best women’s colleges in Hyderabad St Francis College for
Please “ACTIVATE YOUR ACCOUNT” if you are: Our member but have NOT logged-in before (*); or Our examination candidate enrolled after 1 Jan 2015 and before 27 September 2017. Otherwise please “CREATE NEW ACCOUNT”.
1/10/2009 · 我考左 IIQE Paper 1,2,3,4,5，以及HKSI paper 1,7,8 , 現在是証監會持牌人，保險顧問，強積金中界人，及一般保險中界人。全部考試1 take 過。希望可以解答你既問題。IIQE is Insurance Intermediary Qualification Examination 。要考5個試:
資深導師專業指導 獨家精要筆記，切入重點 大量題目，試題定期更新，緊貼考試趨勢 重點熟習各類型題目，短時間內操練答
The Securities and Futures Commission (SFC) of Hong Kong is the independent statutory body charged with regulating the securities and futures markets in Hong Kong. The SFC is responsible for fostering an orderly securities and futures markets, to protect investors and to help promote Hong Kong as an international financial centre and a key
Headquarters: Hong Kong
About SFC School Vision & Mission Incorporated Management Committee Parent Teacher Association Alumni Staff List Facilities Important Documents and Plans School Calendar Recent School Notices Parents’ Letters School News Admission Form 4 Form 6
Examinations are for students and for the College to understand where they stand and how to get better. We make sure never to conduct tests just for the sake of them. The end-semester examination is a comprehensive written examination lasting 2 hours and is
Certified Private Wealth Professional (CPWP) Module 1 Examination CPWP Module 1 Exam Paper 1 Date From To Examination Type Available for Enrolment and Not Yet Full Search CPWP Module 1 Exam Paper 2 Date From To Examination Type Available for
After the training, participants are prepared to attempt the online un-proctored SFC certification exam at a time and place of their choice. The exam contains forty multiple choice questions with no negative marks for wrong answers.
About SFC School Vision & Mission Incorporated Management Committee Parent Teacher Association Alumni Staff List Facilities Important Documents and Plans School Calendar Recent School Notices Parents’ Letters School News Admission Form 4 Form 6
Hong Kong’s Securities and Futures Commission (SFC) has stepped up its on-site reviews of licensed intermediaries.The following hints should help firms get ready and stay ready for the inevitable visit. 1. Keep the SFC updated about your business activities If the
Examination Online Portal CPT/Non-CPT activity Calendar Keyword Category Start Date Mode of Delivery Search SFC:5.00, PWMA:5.00 5 Hours HKD 1,350 All Member HKD 2,700 Non-Member Staff of More Understanding FATCA and CRS Wednesday, 25
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3 1. Introduction Thank you very much for your interest in the SFC Online Portal. Through the Portal, you can: 1. submit licensing applications, notifications and annual returns; 2. arrange for payment of annual fees and application fees; 3. view information
30/5/2012 · 其實很多東西，SFC 有規定，但是市場的違規行為，難以取證，最後只能不了了之。那些莊家的圈錢行動，哪個不是操縱市場或操控價格？道高一尺，魔高一丈。抓不到先行，就不能定罪。本來嗎，金融就是只講交易是否賺錢
About SFC School Vision & Mission Incorporated Management Committee Parent Teacher Association Alumni Staff List Facilities Important Documents and Plans School Calendar Recent School Notices Parents’ Letters School News Admission Form 4 Form 6
How to obtain the study manual for HKSI Licensing Examinations? [Not Past Paper, not Pass Paper]
這個頁面主要講述HKSI 證券及期貨從業員資格考試以及SFC 證監會牌照申請以及豁免問題，也有講述證券及期貨從業員資格考試LE HKSI Paper 1,2,3,5,6,7,8,9,11,12 的相關事項。如果同學對以上有疑問，歡迎
16/11/2006 · 若想做期指落盤, 考證券及期貨從業員資格考試 Paper1,7,9 考試及格後,可向SFC申請RA2牌照(RA2=受監管活動第二類:期貨合約交易交易); 若想做股票落盤, 考證券及期貨從業員資格考試 Paper1,7,8, 考試及格後,可向SFC申請RA1牌照 (RA1=受監管活動第一類:證券
SFC Circular on Responsible Officers and Substantial Shareholders The Securities and Futures Commission (SFC) has issued a circular to licensed corporations on responsible officers and substantial shareholders (the Circular), reminding licensed corporations that it is not acceptable to hire responsible officers in name only, where the relevant persons do not in fact supervise the licensed
We provide practice sample questions for the IIQE Insurance Intermediaries Qualifying Examination taken by insurance professionals. 3 Feb 2015 – We have enhanced the security of this website. 14 March 2014 – Questions for IIQE Paper 5 have been updated. 31
In view of the latest development of the Novel Coronavirus outbreak, please be advised the below rearrangement update: 1) Training and Examination – All sessions of the Institute scheduled up to 22 Feb 2020 will be postponed until a future date.
A person who has passed the previous IL Paper with a valid examination result (see “Cessation of Insurance Practice and Validity of Examination Result” below): completed 20 extra IL CPD hours** within the transitional period (i.e. 1 March 2010 to 29 February
Joining SFC NEWS/EVENTS Notifications IMAGES Life at SFC IQAC Quality Assurance ALUMNAE For our old girls SFC PLUS Adding value
He had already worked at SFC between 2011 and 2014. Latterly, he instigated a shielding process for an SME automotive supplier as part of his role as Finance Director. Together with the CEO, Inniger is safeguarding the implementation of SFC Energy AG’s
HKSI 證券及期貨從業員資格考試以及SFC 證監會牌照申請以及豁免問題 HKSI 影片 IIQE 考試資源 IIQE Pass Paper 保險中介人資格考試模擬試題 IIQE Paper 1 保險中介人資格考試卷(一) Pass Paper 模擬試題 IIQE Paper 2 保險中介人資格考試卷(二) Pass Paper